License, filing, and other regulatory requirements for marketing asset management products and services to Japanese investors vary depending on the nature of the products, services and target client classes. We support our clients on such requirements with referral to/in consultation with appropriate external counsels and consultants
Keyaki provides advice and support on such matters as follows, including translation in meetings with regulators, external counsels, and consultants where necessary.
Licenses
Alternative solutions to licenses
Application for Article 63 exemptions
Application for the following licenses
Keyaki provides advice and support on the regulatory reporting/filing, and other regulatory requirements, including inquiry to the regulators and external counsels / consultants where necessary.
Article 63 Notifiers (GPs marketing LPS funds under Article 63 exemption).
Nondiscretionary Investment Advisory Business Licensee
Keyaki represents Article 63 Notifiers (GPs) to the Japanese regulator.